12 U.S.C. 1467a: Regulation of holding companies

2022

• Pub. L. 117–263 added subsec. (u). (James M. Inhofe National Defense Authorization Act for Fiscal Year 2023) Law text · (u)

2010

• Pub. L. 111–203, §369(8)(A), substituted "appropriate Federal banking agency" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (a)
• Pub. L. 111–203, §604(i), amended cl. (ii) generally. Prior to amendment, text read as follows: "The term 'savings and loan holding company' does not include a bank holding company that is registered under, and subject to, the Bank Holding Company Act of 1956, or to any compa… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (a)
• Pub. L. 111–203, §369(8)(A), substituted "appropriate Federal banking agency" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (a)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (a), (3), (4)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §604(g), designated existing provisions as subpar. (A), inserted heading, and added subpars. (B) and (C). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(B)(i), struck out "and the regional office of the Director of the district in which its principal office is located," before "such reports as may be required". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §604(h)(2), added par. (4) and struck out former par. (4). Prior to amendment, text read as follows: "Each savings and loan holding company and each subsidiary thereof (other than a bank) shall be subject to such examinations as the Board may prescribe. The cost of … (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "The Board" for "The Director" and "if the Board" for "if the Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(B)(ii), which directed substitution of "motion or application of the Board" for "Director's own motion or application", was executed by making the substitution for "Director's own motion or upon application", to reflect the probable intent of Congress. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (b)
• Pub. L. 111–203, §369(8)(K), substituted "unless the Board" for "unless the Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(C)(i), struck out "of Governors of the Federal Reserve System" after "which the Board". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §606(b), added subpar. (H). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(C)(ii), struck out "by Director" at end of heading. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c), (6)
• Pub. L. 111–203, §369(8)(C)(iii), which directed striking out "by director" in heading, was executed by striking out "by Director" after "Order" in heading, to reflect the probable intent of Congress. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" in two places. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(C)(iv), inserted "(in consultation with the appropriate Federal banking agency)" after "including a determination". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (c)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (e)
• Pub. L. 111–203, §623(c)(1), added subpar. (E). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (e)
• Pub. L. 111–203, §623(c)(2), added par. (7). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (e)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (f)
• Pub. L. 111–203, §616(b), inserted ", including regulations and orders relating to capital requirements for savings and loan holding companies," after "issue such regulations and orders" and "In establishing capital regulations pursuant to this subsection, the appropriate Federal ba… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g), (3), (4), (5)
• Pub. L. 111–203, §369(8)(K), substituted "The Board" for "The Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g)
• Pub. L. 111–203, §369(8)(D), substituted "the discretion of the Board" for "the Director's discretion". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (h), (i), (j)
• Pub. L. 111–203, §369(8)(E), substituted "appropriate Federal banking agency" for "Director" in pars. (1) and (2). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (l)
• Pub. L. 111–203, §369(8)(F), which directed substitution of "appropriate Federal banking agency" for "Director", was executed by making the substitution wherever appearing, to reflect the probable intent of Congress. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (m)
• Pub. L. 111–203, §624(1), added subpar. (A) and struck out former subpar. (A). Prior to amendment, text read as follows: "A savings association that fails to become or remain a qualified thrift lender shall either become one or more banks (other than a savings bank) or be subject… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (m)
• Pub. L. 111–203, §624(2), added subcls. (III) and (IV) and struck out former subcl. (III). Prior to amendment, text of subcl. (III) read as follows: "The savings association shall be subject to all statutes and regulations governing the payment of dividends by a nat… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (m), (IV)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (o)
• Pub. L. 111–203, §369(8)(K), substituted "Board" for "Director" in two places. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (o)
• Pub. L. 111–203, §625(a), added par. (11). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (o)
• Pub. L. 111–203, §369(8)(G)(i), in introductory provisions, substituted "If the Board or the appropriate Federal banking agency for the savings association determines" for "If the Director determines", "Board may" for "Director may", and "as the Board, in consultation with the appro… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (p)
• Pub. L. 111–203, §369(8)(G)(ii), substituted "Board" for "Director" in subpars. (A) and (B). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (p)
• Pub. L. 111–203, §369(8)(H), substituted "Board" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (q)
• Pub. L. 111–203, §369(8)(I), substituted "Board or appropriate Federal banking agency" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (r)
• Pub. L. 111–203, §369(8)(J)(i)(II), substituted "appropriate Federal banking agency for the savings association" for "Director" wherever appearing. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (s)
• Pub. L. 111–203, §369(8)(J)(i)(I), substituted "judgment of the appropriate Federal banking agency for the savings association" for "Director's judgment". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (s)
• Pub. L. 111–203, §369(8)(J)(ii), substituted "Comptroller" for "Director". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (s)

2006

• Pub. L. 109–173, §9(e)(2)(A), substituted "this chapter" for "this title". (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (c)
• Pub. L. 109–171 repealed Pub. L. 104–208, §2704(d)(12)(B)(i). See 1996 Amendment note below. (Deficit Reduction Act of 2005) Law text · (e)
• Pub. L. 109–171 repealed Pub. L. 104–208, §2704(d)(12)(B)(ii). See 1996 Amendment note below. (Deficit Reduction Act of 2005) Law text · (e)
• Pub. L. 109–173, §9(e)(2)(B), substituted "Deposit Insurance Fund" for "Savings Association Insurance Fund or Bank Insurance Fund". (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (e)
• Pub. L. 109–171 repealed Pub. L. 104–208, §2704(d)(12)(B)(iii). See 1996 Amendment note below. (Deficit Reduction Act of 2005) Law text · (e)
• Pub. L. 109–173, §9(e)(2)(C), substituted "Deposit Insurance Fund" for "Savings Association Insurance Fund or the Bank Insurance Fund" in introductory provisions. (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (e)
• Pub. L. 109–171 repealed Pub. L. 104–208, §2704(d)(12)(B)(iv). See 1996 Amendment note below. (Deficit Reduction Act of 2005) Law text · (e)
• Pub. L. 109–173, §9(e)(2)(D), substituted "subsection (l)" for "subsection (1)". (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (e)
• Pub. L. 109–173, §9(e)(2)(E), substituted "(5) of this subsection" for "(5) of this section". (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (g)
• Pub. L. 109–173, §9(e)(2)(F), redesignated par. (5) as (4). (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (i), (5)
• Pub. L. 109–173, §9(e)(2)(G), redesignated subpars. (F) to (H) as (E) to (G), respectively, and struck out heading and text of former subpar. (E). Text read as follows: "Any bank chartered as a result of the requirements of this section shall be obligated until December 31… (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (m)
• Pub. L. 109–171 repealed Pub. L. 104–208, §2704(d)(12)(B)(v). See 1996 Amendment notes below. (Deficit Reduction Act of 2005) Law text · (m)
• Pub. L. 109–173, §9(e)(2)(H), substituted "during the period" for "during period" in concluding provisions. (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (m)
• Pub. L. 109–173, §9(e)(2)(I), substituted "subsections (s) and (t) of section 1464 of this title" for "sections 1464(s) and (t) of this title". (Federal Deposit Insurance Reform Conforming Amendments Act of 2005) Law text · (o)

2000

• Pub. L. 106–569, §1202, in introductory provisions, inserted ", except with the prior written approval of the Director," after "to acquire, by purchase or otherwise, or to retain" and substituted "acquire or retain, and the Director may not authorize acquisition or retention… (American Homeownership and Economic Opportunity Act of 2000) Law text · (e)
• Pub. L. 106–569, §1201(b)(2), inserted "as in effect on the day before December 27, 2000," after "section 1465 of this title,". (American Homeownership and Economic Opportunity Act of 2000) Law text · (m)

1999

• Pub. L. 106–102, §401(a), added par. (9). (Gramm-Leach-Bliley Act) Law text · (c)
• Pub. L. 106–102, §604(d)(1), redesignated subcl. (IV) as (III) and struck out heading and text of former subcl. (III). Text read as follows: "The savings association shall not be eligible to obtain new advances from any Federal home loan bank." (Gramm-Leach-Bliley Act) Law text · (m), (IV)
• Pub. L. 106–102, §604(d)(2), added cl. (ii) and struck out heading and text of former cl. (ii). Text read as follows: "The following additional restrictions shall apply to a savings association beginning 3 years after the date on which the savings association should have beco… (Gramm-Leach-Bliley Act) Law text · (m)
• Pub. L. 106–102, §401(b), substituted "subsection (c)(2) or (c)(9)(A)(ii) of this section" for "subsection (c)(2) of this section, except subparagraph (B)". (Gramm-Leach-Bliley Act) Law text · (o)

1996

• Pub. L. 104–208, §2203(b), amended heading and text of subpar. (D) generally. Prior to amendment, text read as follows: "The term 'savings and loan holding company' means any company which directly or indirectly controls a savings association or controls any other company which i… (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (a)
• Pub. L. 104–208, §2704(d)(12)(B)(i), which directed insertion of "or" at end, was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2203(c)(1), inserted "or" at end. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2704(d)(12)(B)(ii), which directed insertion of "and" at end, was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2203(c)(2), inserted "and" at end. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2704(d)(12)(B)(iii), which directed substitution of "Deposit Insurance Fund" for "Savings Association Insurance Fund or Bank Insurance Fund", was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below and 2006 Amendment note above. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2203(c)(3), added cl. (iii). (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2704(d)(12)(B)(iv), which directed substitution of "Deposit Insurance Fund" for "Savings Association Insurance Fund or the Bank Insurance Fund", was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below and 2006 Amendment note above. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (e)
• Pub. L. 104–208, §2203(e)(3), added subpar. (A), redesignated existing provisions as subpar. (B), and redesignated former subpars. (A) and (B) as cls. (i) and (ii), respectively, of subpar. (B). (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–208, §2704(d)(12)(B)(v), which directed the amendment of par. (3) by striking subpar. (E) and redesignating subpar. (F) as (E), was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below and 2006 Amendment note above. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–208, §2704(d)(12)(B)(v), which directed the amendment of par. (3) by redesignating subpar. (F) as (E), was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below and 2006 Amendment note above. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–201 substituted "associations serving certain" for "association serving transient" in heading, substituted "company if" for "company if—" and cl. (i), struck out cl. (ii) designation before "at least 90", and substituted "members" for "officers" in two places. Prior to amendment, cl. (i… (National Defense Authorization Act for Fiscal Year 1997) Law text · (m)
• Pub. L. 104–208, §2704(d)(12)(B)(v), which directed the amendment of par. (3) by redesignating subpars. (G) and (H) as (F) and (G), respectively, was repealed by Pub. L. 109–171. See Effective Date of 1996 Amendment note below and 2006 Amendment note above. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m), (H)
• Pub. L. 104–208, §2303(g)(1), substituted "subsection, the following definitions apply:" for "subsection—" in introductory provisions. (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–208, §2303(g)(2)(A), added subcl. (VII). (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–208, §2303(g)(2)(B), added cl. (VI) and struck out former cl. (VI) which read as follows: "Loans for personal, family, household, or educational purposes, but the dollar amount treated as qualified thrift investments under this subclause may not exceed the am… (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m)
• Pub. L. 104–208, §2303(g)(3), added subpars. (D) and (E). (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (m), (E)
• Pub. L. 104–208, §2201(b)(2), substituted "under any" for "under section 5(d)(3) of the Federal Deposit Insurance Act or any other". (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (s)
• Pub. L. 104–208, §2203(a), added subsec. (t). (Magnuson-Stevens Fishery Conservation and Management Act) Law text · (t)

1992

• Pub. L. 102–550, §1606(f)(4), amended Pub. L. 102–242, §437. See 1991 Amendment note below. · (m), (3)
• Pub. L. 102–550, §1607(b), redesignated subsec. (t) as (s). · (s), (t)

1991

• Pub. L. 102–242, §211(1), inserted after subpar. (B) "Consideration of the managerial resources of a company or savings association under subparagraph (B) shall include consideration of the competence, experience, and integrity of the officers, directors, and principal shareholders … · (e)
• Pub. L. 102–242, §211(2)(A), inserted after second sentence "Consideration of the managerial resources of a company or savings association shall include consideration of the competence, experience, and integrity of the officers, directors, and principal shareholders of the company o… · (e)
• Pub. L. 102–242, §211(2)(B)–(D), added subpars. (C) and (D). · (e), (D)
• Pub. L. 102–242, §437(b)(1), as added by Pub. L. 102–550, §1606(f)(4)(B), substituted "65 percent" for "70 percent". · (m)
• Pub. L. 102–242, §437(a), as amended by Pub. L. 102–550, §1606(f)(4)(A), amended subpar. (B) generally. Prior to amendment, subpar. (B) read as follows: "the savings association's qualified thrift investments continue to equal or exceed 70 percent of the savings association's por… · (m)
• Pub. L. 102–242, §437(b)(2), as added by Pub. L. 102–550, §1606(f)(4)(B), substituted "on a monthly average basis in 9 out of the preceding 12 months" for "for the preceding 2-year period". · (m)
• Pub. L. 102–242, §438, substituted "20 percent" for "10 percent". · (m)
• Pub. L. 102–242, §439(1), added subcl. (VI). · (m)
• Pub. L. 102–242, §440(a), substituted "10 percent" for "5 percent". · (m)
• Pub. L. 102–242, §439(2), added subcl. (VII). · (m)
• Pub. L. 102–242, §440(b), substituted "20 percent" for "15 percent". · (m)
• Pub. L. 102–242, §502(a), added subsec. (t). · (t)

1989

• Pub. L. 101–73, §301, amended section generally, substituting subsecs. (a) to (r) relating to regulation of holding companies for former subsecs. (a) to (d) relating to thrift industry recovery regulations.
• Pub. L. 101–73, §907(k)(1), added par. (1) and struck out former par. (1) which related to criminal penalties. · (i)
• Pub. L. 101–73, §907(k)(1), (2), redesignated par. (3) as (2) and struck out former par. (2) which related to penalties for making false entries. · (i)
• Pub. L. 101–73, §907(k)(2), (3), redesignated par. (4), relating to notice after separation from service, as (3) and amended par. (3) generally, substituting provisions relating to and penalties for provisions relating to notice after separation from service. Former par. (3) re… · (i), (4)
• Pub. L. 101–73, §905(j), added par. (5). · (i)
• Pub. L. 101–73, §303(a), amended subsec. (m) generally, revising and restating as pars. (1) to (7) provisions of former pars. (1) to (6). · (m)