15 U.S.C. 78u-1: Civil penalties for insider trading

2022

• Pub. L. 117–286, §4(c)(24)(A), substituted "section 13101(11) of title 5)." for "section 109(11) of the Ethics in Government Act of 1978 (5 U.S.C. App. 109(11)))." Law text · (g)
• Pub. L. 117–286, §4(c)(24)(B)(i), substituted "section 13101(9) of title 5;" for "section 109(8) of the Ethics in Government Act of 1978 (5 U.S.C. App. 109(8));". Law text · (h)
• Pub. L. 117–286, §4(c)(24)(B)(ii), substituted "section 13101(10) of title 5." for "section 109(10) of the Ethics in Government Act of 1978 (5 U.S.C. App. 109(10))." Law text · (h)
• Pub. L. 117–286, §4(c)(24)(C), substituted "section 13103(f) of title 5" for "section 101(f) of the Ethics in Government Act of 1978". Law text · (i)

2012

• Pub. L. 112–105, §4(b)(2), added subsec. (g). (Stop Trading on Congressional Knowledge Act of 2012" or the "STOCK Act) Law text · (g)
• Pub. L. 112–105, §9(b)(2)(B), added subsec. (h). (Stop Trading on Congressional Knowledge Act of 2012" or the "STOCK Act) Law text · (h)
• Pub. L. 112–105, §12, added subsec (i). (Stop Trading on Congressional Knowledge Act of 2012" or the "STOCK Act) Law text · (i)

2010

• Pub. L. 111–203, §762(d)(7)(A), struck out "(as defined in section 206B of the Gramm-Leach-Bliley Act)" after "security-based swap agreement" in introductory provisions. (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (a)
• Pub. L. 111–203, §923(b)(2)(A), struck out "(subject to subsection (e) of this section)" after "shall" and inserted "and section 78u–6 of this title" after "section 7246 of this title". (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (d)
• Pub. L. 111–203, §923(b)(2)(B), (C), redesignated subsec. (f) as (e) and struck out former subsec. (e). Prior to amendment, text of subsec. (e) read as follows: "Notwithstanding the provisions of subsection (d)(1) of this section, there shall be paid from amounts imposed as a penalty u… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (e)
• Pub. L. 111–203, §923(b)(2)(C), redesignated subsec. (g) as (f). Former subsec. (f) redesignated (e). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (f)
• Pub. L. 111–203, §762(d)(7)(B), which directed amendment of subsec. (g) by striking out "(as defined in section 206B of the Gramm-Leach-Bliley Act)", was executed by making the strike out after "security-based swap agreements" in subsec. (f), to reflect the probable intent of Congress and the redes… (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (f)
• Pub. L. 111–203, §923(b)(2)(C), redesignated subsec. (g) as (f). (Dodd-Frank Wall Street Reform and Consumer Protection Act) Law text · (g)

2002

• Pub. L. 107–204 inserted ", except as otherwise provided in section 7246 of this title" before period at end. (Sarbanes-Oxley Act of 2002) Law text · (d)

2000

• Pub. L. 106–554, §1(a)(5) [title III, §303(k)], inserted "or security-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act)" after "purchasing or selling a security" in introductory provisions. (Consolidated Appropriations Act, 2001) Law text · (a)
• Pub. L. 106–554, §1(a)(5) [title II, §205(a)(4)], substituted "standardized options or security futures products, the Commission—" for "standardized options, the Commission—" in introductory provisions. (Consolidated Appropriations Act, 2001) Law text · (a)
• Pub. L. 106–554, §1(a)(5) [title III, §303(l)], added subsec. (g). (Consolidated Appropriations Act, 2001) Law text · (g)

1990

• Pub. L. 101–429 inserted "for insider trading" in section catchline.